Articles & Dilemmas
You are here: Home/You are here: Home/Articles & Dilemmas

Articles & Dilemmas


Why Heartland Joined The Banking and Financial Services Oath

18 Dec 17
by Sharon Yardley, Manager – Marketing & Compliance, Heartland Seniors Finance
Although the Oath is taken by the individual, there are occasions where an organisation will ask all employees to consider taking the Oath, thus becoming 100% committed. This process provides an opportunity for the entire organisation to consider the alignment between their own values and those of the organisation. It provides a common ethical framework with which they can hold each other to account. Heartland Senior Finance made this commitment and it allowed for self-reflection on what a 'sustainable future' means to them.

A New Age of Purpose Led Finance

09 Dec 17
by Pablo Berutti, Chairman RIAA
The growth and adoption of responsible investment is a global phenomenon. Time and again over the last few years we have heard that a tipping point has been reached.

That responsible investing is mainstream.

Hope Springs Eternal - The Jouney of Professionalism in Financial Planning

09 Dec 17
by Robert M. C. Brown AM,
It’s often claimed that the discipline of financial planning has made considerable progress since its inception some fifty years ago. That may well be true, depending on your definition of the word ‘progress’.

Financial Services & Ethics, a view from a Fintech Lender

07 Dec 17
Before I share some elements of this culture, it is worth pointing out that GetCapital is a young business - 4 years old and only 75 staff.  We have had the benefit of building our business from scratch, with complete control over prioritizing company objectives, establishing corporate values and developing a unique culture.  Clearly, most financial service companies don’t have the same degree of flexibility and are weighed down by size, legacy and a diverse set of stakeholders with competing interests.

The Oath

  • Trust is the foundation of my profession.
  • I will serve all interests in good faith.
  • I will compete with honour.
  • I will pursue my ends with ethical restraint.
  • I will help create a sustainable future.
  • I will help create a more just society.
  • I will speak out against wrongdoing and support others who do the same.
  • I will accept responsibility for my actions.
  • In these and all other matters;
    My word is my bond.